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“Not Licensed”

A reader sent me this information from FINRA and the SEC with the comment: “Unless he is just selling insurance and mortgages he is not working in the field of financial services.”

Click to enlarge:

Screen Shot 2014-10-11 at 6.28.07 AMClick to enlarge:

 

Screen Shot 2014-10-11 at 6.28.19 AMClick to enlarge:

Screen Shot 2014-10-11 at 6.28.49 AMClick to enlarge:

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Screen Shot 2014-10-11 at 6.40.59 AM

And nothing about currently working for Creative Financial.

3 Comments

  1. Eugene Creamer wrote:

    The “Disclosure Events” information should report the -Grau Opinion- …. the good mayor was named in a civil judicial proceeding.

    Saturday, October 11, 2014 at 10:30 am | Permalink
  2. Teddy Ehmann wrote:

    Gene:
    Just got home and got the mayor’s letter sans PROOF READING and I thought of you. I always thought that if you are mayor and really care about your communication to all of the residents, your communication would be worthy of a minimal amount of scrutiny. Can we petition for a borough proof reader?

    Saturday, October 11, 2014 at 7:51 pm | Permalink
  3. Eugene Creamer wrote:

    I received a envelope addressed to the presumptuous “Our Friends At” …. my street address …. and put it in the trash can without opening ….

    Sunday, October 12, 2014 at 9:34 pm | Permalink

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